Administration Methods

Modified: 2010/08/19 11:06 by admin - Uncategorized
When deciding on a method to distribute an assessment tool, the following should be taken into consideration:

  • Budget
  • Time needed to develop and conduct the assessment
  • Practicality
  • Political situations

Source: (http://oira.syr.edu/oira/Assessment/AssessPP/Plan.htm)

The following methods of assessment distribution are described below:
  • Document Analysis
  • Existing Data
  • Focus Groups
  • Interviews
  • One-Minute Assessments
  • Portfolio
  • Surveys
  • Visual Methods

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Document Analysis

Document analysis is a form of qualitative research in which documents are interpreted by the researcher to give voice and meaning around an assessment topic. Analyzing documents incorporates coding content into themes similar to how focus group or interview transcripts are analyzed or using a rubric to grade or score a document.

There are three primary types of documents:
  • Public Records – the official, ongoing records of an organization’s activities
    • Examples include: student transcripts, mission statements, annual reports, policy manuals, student handbooks, strategic plans, syllabi
  • Personal Documents – first-person accounts of an individual’s actions, experiences, and beliefs
    • Examples include: calendars, e-mails, scrapbooks, blogs, Facebook posts, duty logs, incident reports, reflections/journals, newspapers
  • Physical Evidence – physical objects found within the study setting (often called artifacts)
    • Examples include: flyers, posters, agendas, handbooks, training materials

Strengths of Document Analysis:
  • Documents are often readily available on campus. (Stage, 1992)
  • Documents already exists, therefore data collected is unobtrusive.
  • Data is already “collected” through the creation of the document’s content.
  • Since the documents are already created, there are low costs associated with completing the project.
  • Documents are stable, once they are created they usually do not change (one exception may be websites).
  • Documents are viewed as precise.
  • Easy to carry out a document analysis on a quick timeline.
  • No coordination is needed between researcher and participant therefore analysis can be done on researcher’s timeline. (Schuh, 2008)

Challenges of Document Analysis:
  • Access to documents may be restricted or protected.
  • Documents may be incomplete or inaccurate.
  • Documents are context and language specific, the person doing the analysis should be familiar with the culture of the organization.
  • Documents are not interactive so you can’t ask them for more information.
  • Documents are often disconnected from their creator so you cannot ask questions about the context or insider knowledge.
  • Documents are often written from a specific lens or angle, therefore they lack objectivity.

Common Uses of Content Analysis:
  • Primary Data Source: provides direct information about student life, activities, and institutional processes
  • Secondary Data Source: to supplement interviews, observations, and quantitative analysis
  • Prompt: to generate questions for interviews, surveys or identify events to be observed

Helpful Websites:
http://www.archives.gov/education/lessons/worksheets/ (document analysis worksheets to assist with analyzing)
http://www.utexas.edu/academic/diia/assessment/iar/teaching/plan/method/doc-analysis.php
http://www.utexas.edu/academic/diia/assessment/iar/programs/report/doc-analysis-Conclude.php
http://www.ceismc.gatech.edu/mm_tools/nam.html

Helpful Texts:
Schuh, J. & Upcraft, M.L. (1996). Assessment practice in student affairs. San Francisco: Jossey-Bass
Schuh, J.H. (2008). Assessment methods for student affairs. San Francisco: Jossey-Bass.
Stage, F.J. (1992). Diverse methods for research and assessment of college students. Alexandria, VA: University Press of America.
Stage, F.K. and Manner, K. (2003). Research in the college context: Approaches and methods. New York: Brunner-Routledge

Sources:
Schuh, J.H. (2008). Assessment methods for student affairs. San Francisco: Jossey-Bass.
Stage, F.J. (1992). Diverse methods for research and assessment of college students. Alexandria, VA: University Press of America.

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Existing Data

“Nichols (1995) estimated that between 30-35% of the assessment data needed by an institution is already available on campus” (Schuh, 2009, p. 39)

Existing data is data that has been collected for another purpose. You may also see this referred to as previously collected data, secondary data analysis. This data could be quantitative, qualitative or both and by using it, you are saving resources needed to collect data in order to serve your assessment needs.

Some examples of existing data that is often used in higher education are:
  • Tracking or usage numbers
  • Survey data (raw or summary)
  • National Instrument data (e.g., NSSE, CIRP, NASPA Consortium, EBI)
  • Student information system data
  • Systems that track student activities and involvement (e.g., CollegiateLink)
  • Data from documents such as applications, program evaluations, journals, incident reports, or duty logs
  • Judicial system data

Advantages of using existing data:
  • Do not have to take the time to collect data (saves time and money)
  • Known response rate since the data is already collected
  • Helps to avoid “survey fatigue”
  • Encourages collaboration between units in order to share data
  • Customize information to meet your specific assessment need (if pulling from a database)

Challenges to using existing data:
  • Gaining access to data if the source of the data is not in your direct control
  • Getting data in the form you need it – Administrative systems are built for smooth transactions, getting data from them can be cumbersome.
  • Getting your data from a trusted source since reliability of the data is reliant on the source
  • Data is non-responsive, therefore you cannot follow-up for more information
  • Ensuring student privacy – Analyze data in a manner that does not allow for individual identification.
  • Knowing what data is available to use

Helpful websites:
http://ag.arizona.edu/sfcs/cyfernet/cyfar/Exisrec5.htm
http://en.wikipedia.org/wiki/Secondary_data
http://www.naspa.org/divctr/research/consortium/default.cfm

Helpful texts:
Schuh, J.H. (2009). Assessment methods for student affairs. San Francisco: Jossey-Bass.
Stage, F.K. and Manning, K. (2003). Research in the College Context. New York: Brunner-Routledge.

Sources:
Schuh, J.H. (2009). Assessment methods for student affairs. San Francisco: Jossey-Bass.

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Focus Groups

The focus group is a qualitative method of assessment, encouraging a free flow of ideas. It is typically led by one moderator but can sometimes be assisted by a scribe or other team members. For assessment purposes, a focus group will usually consist of 8-12 pre-screened members and can last anywhere from 1-2 hours.

Rather than simply analyzing numbers and statistics (as would be done with a quantitative assessment tool), researchers can observe and take note of visual aspects such as respondents’ body language and facial expressions as they are given topics to discuss.

Method
Focus Groups are mainly utilized for one of three purposes:
  • Qualitative information on its own to inform direct practices for a smaller, specific group
  • As a pre-study for a larger project, ensuring more accurate questions and phrasing to collect the desired data
  • As a post-study activity, gathering more information about the previously analyzed data

Process
The complete process for Focus Groups includes:
  • Determine the purpose - This will be when methodology can best be determined as well.
  • Determine the population - Who can give you the information you want?
  • Draft the questions - This will develop through several methods, including brainstorming, phrasing, sequencing, piloting, and revising.
  • Get IRB approval if necessary - This must be determined based on your campus’s IRB policies and the particular methods and purposes of your project.
  • Select appropriate numbers of groups, times, and locations - Ideally this will increase your participation.
  • Advertise and recruit participants - Point efforts to get the people who can specifically give you the information you want.
  • Train moderators and scribes - You will want to know that all participants understand their roles and what they should do before, during, and after the focus groups.
  • Conduct the Focus Groups
  • Compile the data - Use transcribed sessions, observational data collected, and any other compiled data.
  • Analyze the results - Determine the best way to analyze the data, typically some form of theme compilations.
  • Write the report - This could include presentations or varying forms of reports that would be most appropriate to each different constituency, which will likely mean more than one type of report. (Krueger, 2009)

Analysis
Generally, the analysis of qualitative data requires identifying themes raised by participants. Some methods of analysis can be done using the transcript, or forms of the transcript, in paper or electronic formats.
  • In paper form, one transcript can be cut into pieces for each quote and moved into groupings of themes to piece back together.
  • In electronic form, software packages can help you theme the document copy of transcripts. Such document analysis software includes The Ethnograph, Atlas.ti, and NVivo.
  • In electronic form, software can also theme by marking portions of audio files or group themes of audio clips. Sound Forge is an audio file analysis tool. (Krueger, 2009)

In all forms you will want to consider frequency, specificity, emotion, and extensiveness as ways to establish the priority or emphasis of the themes. (Krueger, 2009)

Advantages
  • Focus groups are meant to start discussions among its members.
  • The unstructured, free-flow format is appealing to respondents who feel comfortable talking in front of others.
  • There is little chance that members will be confused by a question or topic, as moderators can go back and repeat or clarify a question.
  • Visual aids (e.g., charts, posters, video clips) can be used.
  • It is thought that focus groups provide believable answers and results that are high in validity.

Disadvantages
  • Focus groups are not meant for large sample sizes. Rather, they are qualitative and tend to concentrate on a smaller sample and more specifically on human behavior.
  • The facilitator and the analyzer need to be certain of their personal biases and attempt to eliminate those as much as possible before conducting the groups or analyzing the data. It could be easier to determine themes or seek themes that fit prejudices or biases about the issue.
  • Members of the focus group could either be naturally shy or feel uncomfortable discussing subject matter that can be deemed provocative in front of others.
  • Members may not want to “go against the grain” as he or she may suffer from the group dynamic and feel an amount of peer pressure.
    • They may not want to be singled out if they feel a different way, essentially forcing them to provide a dishonest answer

A focus group can also suffer from an insufficient moderator. If a moderator’s skills are lacking, he or she may display the following traits:
  • Little control over group
  • Lack of confidence
  • Unknowledgeable when it comes to subject matter
  • Does not create comfortable and inviting atmosphere

Because focus groups are qualitative, and therefore not a scientific sampling, it is recommended by researchers that focus groups are followed up “with a quantitative survey to try to confirm their apparent findings.” (Blumenthal)

Sources:
Blumenthal, M. Focus Groups - What They're Not. Retrieved July 26, 2010, from http://www.mysterypollster.com Krueger, R. A. and Casey, M.A (2009). Focus Groups 4th edition: A Practical Guide for Applied Research. Los Angeles: Sage Publishing. http://www.riger.com/know_base/research/research_home.html

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Interviews

Face-to-face interviews can be a preferred method of assessment when presenting visual materials. If graphs, pictures, or even aromas are needed in a survey, a personal question and answer session would be ideal. Respondents are often interviewed in their homes (door-to-door) or in public places.

Like phone surveys, subjects may feel that they are either too busy to answer interview questions or they may have no desire to answer at all. Because of this, response rates for interviews tend to be lower. When asking questions directly, the issue of bias can also become a factor.

Sources:
(http://www.riger.com/know_base/research/pros.html)

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One-Minute Assessments

The One-Minute Assessment is a brief, written, and anonymous student response to a class/training session/program/workshop. It can be done at the beginning, after a particularly challenging session, or after a session.

Types of One-Minute Assessments include:
  • Minute Papers (that respond to one prompt)
  • One-sentence summary of the session
  • Muddiest point of the session
  • Word Journals (list words related to the session’s topic)
  • Direct paraphrasing (summarize or paraphrase the session’s content)
  • Application (ask to apply content from session)

Common Prompts: These guiding questions may be about the content of the session, such as:
  • What is the most important/significant thing you learned today?
  • What did you learn today?
  • What did you learn about __ today?
  • What question(s) do you still have? What do you feel requires further clarification?
  • What worked best for you about what we did in class today/what worked least well?
  • What was the most important point we discussed today/this week?
  • Summarize what we just did or learned about.
  • What was the clearest point/muddiest point about today’s material?
  • Why is this concept relevant to your experience as a …..?
  • What is wrong with the following statement . . .?
  • Define a key term that has provided a focal point for today’s discussion.
  • Make a drawing/graph that illustrates (utilizes) a concept.
  • Write a metaphor illustrating a concept that we have focused on today.
  • Provide an example test question from the material you have covered today.

Strengths of One-Minute Assessments:
  • Provide a quick summary of key points from students’ perspective
  • Quickly identify areas of weakness and strength
  • Are able to track changes over time
  • Provide non-verbal feedback from quieter students
  • Use students words to describe programs and services
  • Allow for a short time commitment: “one-minute”
  • Provide immediate feedback about program for improvements
  • Are easy to administer using paper and/or clicker systems

Challenges for One-Minute Assessments:
  • Limited amount of follow-up with students resulting in non-responsive data
  • Lack of specific information due to time constraints – Use specific prompts helps to alleviate this risk.
  • Difficult to interpret short responses
  • Need to collect data over time to see progress/growth in a program
  • Plan logistics of how/when to collect and compile well and in advance

Helpful Websites:
http://honolulu.hawaii.edu/intranet/committees/FacDevCom/guidebk/teachtip/assess-2.htm
http://www.rit.edu/academicaffairs/outcomes/classroom.php
http://webcache.googleusercontent.com/search?q=cache:HNO8U2QH5ZsJ:www.lagcc.cuny.edu/telc/documents/programinformation/doc/all/assessment%20-%20oneminute/assessment-oneminute.doc+One+minute+assessment&cd=2&hl=en&ct=clnk&gl=us
http://www.trinidadstate.edu/aisl/references/CATs.htm

Helpful Texts:
Angelo, T.A & Cross, K.P. (1993). Classroom assessment techniques: A handbook for college teachers. San Francisco: Jossey-bass
Huba, M.E. & Freed, J.E. (2000). Learner-centered assessment on college campuses: Shifting focus from teaching to learning. Needham Heights, MA: Allyn and Bacon
Palomba, C.A. & Banta, T.W. (1999). Assessment essentials: Planning, implementing and improving assessment in higher education. San Francisco: Jossey-Bass

Sources:
http://webcache.googleusercontent.com/search?q=cache:HNO8U2QH5ZsJ:www.lagcc.cuny.edu/telc/documents/programinformation/doc/all/assessment%20-%20oneminute/assessment-oneminute.doc+One+minute+assessment&cd=2&hl=en&ct=clnk&gl=us
http://www.trinidadstate.edu/aisl/references/CATs.htm

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Portfolios

Portfolios are a collection of student, staff, or program work or artifacts. They are excellent for small groups with a common experience. Portfolios are helpful when you are trying to capture student learning, see growth and development, teach reflective learning, and encourage students to get involved in their own learning.

Strengths of Using Portfolios (Venn):
  • Shows progress/development
  • Promotes student self-evaluation, reflection, and critical thinking
  • Reflective in nature
  • Shows progress over time
  • Measures performance based on genuine samples of student work
  • Provides flexibility in measuring how students accomplish their learning goals
  • Enables teachers/supervisors and students to share the responsibility for setting learning goals and for evaluating progress toward meeting those goals
  • Gives students the opportunity to have extensive input into the learning process
  • Facilitates cooperative learning activities, including peer evaluation and tutoring, cooperative learning groups, and peer conferencing
  • Provides opportunities for students and teachers to discuss learning goals and the progress toward those goals in structured and unstructured conferences
  • Enables measurement of multiple dimensions of student progress by including different types of data and materials

Challenges to Using Portfolios:
  • Requires planning ahead and clearly stated outcomes, expectations, etc.
  • Requires extra time to plan an assessment system and conduct the assessment
  • Development of a systematic and deliberate management system is difficult, but is necessary in order to make portfolios more than a random collection of student work.
  • If using for assessment you need trained evaluators and time for the evaluators to work
  • Storage and security of portfolios (both on-line or hard-copy)
  • Gathering all of the necessary data and work samples can make portfolios bulky and difficult to manage.
  • Scoring portfolios involves the extensive use of subjective evaluation procedures such as rating scales and professional judgment, and this limits reliability.

Traditional Vs. Electronic Portfolios:

Traditional or “hard copy” Portfolios:
  • Provides tangible evidence (the proof is in the paper)
  • Gives students visuals to use for interviewing
  • Requires storage space on campus with access for students and evaluators
  • Limited to one copy of the portfolio
  • Limited to 2D items

Electronic or Online Portfolios:
  • Provides easy access by multiple people for multiple purposes
  • Able to be linked in resumes and graduate school applications as well as assessment reports
  • Easily stores multimedia projects
  • Easily altered (can be a strength and a challenge)
  • Requires technology systems and storage (may be costly)

To use portfolios effectively in assessment, it must have:
  • A clear educational AND assessment purpose
  • Pre-set determination of outcomes to be demonstrated
  • Pre-set criteria for judging quality/success of the portfolio
  • Determination of experiences to be included (usually a checklist or rubric)
  • Reflection

When creating a portfolio, consider the following questions:
  • What are the goals of the portfolio?
  • Who will be creating the portfolio? Who is interested in their results?
  • How and when will students choose what to put in the portfolio?
  • How will students reflect on the portfolio?
  • How will the portfolios be evaluated? Who will review?
  • How will the process be kept manageable?
  • Who “owns” the portfolio? (especially important for hard copy)
  • What are the benefits?
  • What are the areas of concerns?

Purpose and Types of Portfolios:
All portfolios collect artifacts (e.g., papers, assignments, movies, art work, and photos). However artifacts can be used in different ways depending on the purpose of the portfolio.
  • Proficiency/Document – collection that shows specific levels of achievement
  • Best Work/Showcase – collection that shows various “best works”
  • Progress/Growth – collection that shows a progression of work (improvement)
  • Memorabilia – collection that shows memories of experiences
  • Skills – collection that shows specific pre-determined skills

Things to include in a Portfolio:
  • Table of contents
OR
  • Checklist of items to include
  • Introductory statement
  • Examples/evidence of work (dependent on goal)
  • Reflection on each item
  • Overall reflection page
  • Evaluation summary (usually score card or rubric)
  • Evaluation comments (important if formative assessment)

Helpful Webpages:
http://www.aacu.org/resources/assessment/portfolio.cfm
http://www.historians.org/perspectives/issues/2002/0202/0202teach1.cfm
http://www.answers.com/topic/portfolio-assessment
http://online.sfsu.edu/~kferenz/portfolio/assessment.html
http://www.park.edu/cetl/quicktips/portfolio.html

Examples of Scoring Rubrics for Portfolios:
http://www.uwstout.edu/static/profdev/rubrics/eportfoliorubric.html
http://biology.wsc.ma.edu/portfolios/portfolio-rubric
http://www.uvm.edu/~jmorris/rubricep.html
http://www.southernct.edu/~brownm/rubric_portfolio.html

Recommended Texts:
Banta, T.W. (2003). Portfolio assessment uses, cases, scoring and impact. San Francisco: Jossey Bass.
Cambridge, D., Cambridge, B.L. & Yancey, K. (Eds.). (2008). Electronic portfolios 2.0: Emergent findings and shared questions. Sterling, VA: Stylus.
Palomba, C.A. & Banta, T.W. (1999). Assessment essentials: Planning, implementing and improving assessment in higher education. San Francisco: Jossey-Bass
Paulson, F.L., Paulson, P.R., & Meyer, C.A. (1991). What makes a portfolio a portfolio? Education Leadership, 48(5), 60-63.
Suskie, L. (2009). Assessing student learning: A common sense guide. San Francisco: Jossey-Bass.

Sources:
http://www.unm.edu/~devalenz/handouts/portfolio.html

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Surveys: Online and Telephone

Online: Typically, there are two types of online surveys: web-based and e-mail.

Web-Based Survey: Unlike other methods of data collection, most online surveys have the capability to offer immediate results. Many web surveys are linked directly to an online database.

Advantages of web-based assessment include the following:
  • Web-based surveys are essentially paperless.
  • Delivery of the surveys themselves, along with the results, can be made easy by sending out an e-mail to the desired respondents.
  • Survey takers can typically respond at their own convenience.

Disadvantages of web-based assessment may include:
  • Respondents may not be familiar with technology. Furthermore, not everyone has Internet access or access to a computer.
  • Problems can be experienced with technology (e.g., faulty Internet access, sluggish computer). It is important to note that with technological advances becoming more ubiquitous, these issues are becoming less significant.

E-mail Surveys: E-mail surveys are usually administered as part of the e-mail itself (as opposed to web-based surveys which can be sent out through e-mail, but would typically contain an invitation via web link to take a web survey). Similar to web-based surveys, e-mail surveys can be useful when a surveyor is looking to administer a paperless assessment with quick results.

Surveys provided through e-mail may not be ideal for the following reasons:
  • Intended target may think the e-mail is “spam”
  • Size of survey may be too large to administer via e-mail
  • Undeliverable (bounce-back) e-mail addresses

As with web-based surveys, intended targets may not always have easy access to the Internet. Even if survey takers do have regular web access, however, there are other various circumstances (e.g., limited e-mail use at work or school, URL links) that may prevent them from taking e-mail surveys.

Sources:
(http://www.ahrq.gov/qual/hospculture/hospcult6.htm)
(http://cit.ucsf.edu/events/event_nov05.php)
(http://knowledge-base.supersurvey.com/phone-vs-web-surveys.htm)
(http://www.busreslab.com/tips/tip37.htm)

Telephone Survey: A cost-efficient way to garner quick results is through a telephone survey. If surveyors are looking for a sample of the general population, they may choose this method over an online survey, based on the fact that most homes in the United States have a telephone, while a smaller percentage of homes have Internet access.

Computers are also prevalent in phone surveys. Computer-assisted telephone interviewing (CATI) is a type of software that can be used to dial desired phone numbers, as well as to compile data immediately by gathering responses at a rapid pace. When using CATI, the surveyor will read questions off a monitor and type in the answers as they are provided.

Disadvantages of using a telephone survey:
  • Lack of visual material
  • May be considered impersonal
  • Respondents may feel annoyed or interrupted by the telephone survey
  • Losing ground due to increases in call screening, hang-ups, refusals, and decreases in land-line phones

Sources:
(http://www.riger.com/know_base/research/pros.html)
(http://knowledge-base.supersurvey.com/phone-vs-web-surveys.htm)
(http://www.smari.com/cati.stm)

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Visual Methods

Visual Methods is a form of research that uses drawings, creating maps, and keeping photo diaries to elicit information. This research method encourages participation of the subject rather than the researcher therefore diminishing the dichotomy between the observer and the observed. Visual methods are usually conducted in social science research.

Types of visual techniques include: (Stage and Manning, 2003)
  • Scientific images – These images are used for cataloguing and include examples such as physical layouts of buildings, architectural change, and studies on time.
  • Narrative images – These images tell stories and include examples such as photo essays.
  • Phenomenological images – These images capture a subject through the experience (or lens) of the source of the image. Examples include photo journaling where a student captures an image and then writes their views on why the image is important.
  • Reflexive images – These images are taken by the person doing the assessment. The key element in type is that the image is being captured and interpreted by the same person. Examples of these may be photos taken by an event planner at each stage in order to assess the event planning process.

Strengths of Visual Methods include:
  • Provide more detail (“a picture says a thousand words”)
  • High levels of student investment of time and thought to creating images
  • Can use the images captured for other uses such as marketing materials
  • Made fun and easy due to availability of digital cameras, flip cams, software, and web technology

Challenges of Visual Methods include:
  • Availability of digital cameras, flip cams, software and web technology make images easy to alter, therefore a threat to your trustworthiness
  • Sample size is usually small, therefore you are collecting a smaller number of perspectives
  • Additional time is needed to planning and collecting data

Helpful Links:
http://sru.soc.surrey.ac.uk/SRU11/SRU11.html
http://www.usi.edu/depart/instires/air99 reflex/index.htm
http://www.nyu.edu/classes/bkg/methods/harper.pdf

Helpful Texts:
Stage, F.K. and Manning, K. (2003). Research in the college context: Approaches and methods. New York: Brunner-Routledge

Sources:
Stage, F.K. and Manning, K. (2003). Research in the college context: Approaches and methods. New York: Brunner-Routledge http://labsome.rmit.edu.au/liki/index.php/Visual_Research_Method
http://www.usi.edu/depart/instires/air99 reflex/index.htm

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